| 11-03187 | 03/14/2012 | Claimant(s): Treichel Joint Revocable Trust
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Theodore L. Leeb
Hearing Site: Milwaukee, WI
|  | $46,972 |
| 11-02504 | 02/10/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Evelyn C. Best
Respondent(s): The Macaluso Family Trust dd 9/25/1995
Respondent Lawyers(s): Leo Macaluso
Arbitrator(s): Mark R. Lee, Lauren Litman, Katherine Jane Morris
Hearing Site: San Diego, CA
| | Expungement |
| 10-02613 | 05/26/2011 | Claimant(s): Fred Chouinard
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Kitty G. Grubb
Hearing Site: Miami, FL
| | $0 |
| 09-06016 | 05/18/2011 | Claimant(s): Ashley Nobili UFLUTMA, Corinne Nobili UFLUTMA, Raul Nobili Trust
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Lester M. Rosenberg, James Conrad Sankpill, Louis David Huss
Hearing Site: Miami, FL
| | $0 |
| 10-02831 | 05/13/2011 | Claimant(s): Richard Schreiber, Richard E. Schreiber IRA, Richard E. Schreiber Retirement Trust
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Charles Schwab & Co.., Charles Schwab Investment Management, In, The Charles Schwab Corporation
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): David J. Anderson, Annette Gres Shepherd, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-04048 | 01/24/2011 | Claimant(s): Greoge Toskey and Ginette Toskey
Claimant Lawyers(s): James A. Smith
Respondent(s): Charles Schwab & Co.., Wendy Britton
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Katherine Hendricks, J. David Andrews, Joan M. Schroeder
Hearing Site: Seattle, WA
| | Expungement |
| 09-02907 | 12/22/2009 | Claimant(s): Derrell Billington
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | $213 |
| 09-03230 | 12/09/2009 | Claimant(s): Craig Taylor
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
| | $0 |
| 09-02752 | 12/03/2009 | Claimant(s): David T. Guyton, Jr., IRA, David Guyton, Jr. , TTEE Guyton Family T
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Samuel E. Wing
Hearing Site: Denver, CO
| | $15,787 |
| 09-03491 | 12/01/2009 | Claimant(s): Walter Miksovsky
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Carl G. Mohr
Hearing Site: Des Moines, IA
| | $24,199 |
