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FINRA Awards for Theodore L. Leeb

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0318703/14/2012Claimant(s): Treichel Joint Revocable Trust
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Theodore L. Leeb
Hearing Site: Milwaukee, WI
Checkmark Icon$46,972
10-0025804/14/2011Claimant(s): Peter Kortemeyer
Claimant Lawyers(s): Laurence S. Schultz
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Theodore L. Leeb
Hearing Site: Chicago, IL
Checkmark IconExpungement
09-0173007/22/2010Claimant(s): Mary Ann Prekosovich IRA, Mary Ann Prekosovich, Trust
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Kimon Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Theodore L. Leeb
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

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