Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01341 | 11/08/2016 | Claimant(s): Patricia FitzPatrick, Henry B FitzPatrick Jr, Trust Claimant Lawyers(s): Patricia F Donlon Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA |  | $0 |
| 11-01235 | 03/30/2012 | Claimant(s): David Bloom, Trust, Sara Bloom Claimant Lawyers(s): Joseph R Sahid Respondent(s): Arthur Thompson, Citigroup Global Markets. Respondent Lawyers(s): Compliance Director Arbitrator(s): Andrew J. Gerber Hearing Site: New York, NY | | $0 |
| 09-01730 | 07/22/2010 | Claimant(s): Mary Ann Prekosovich IRA, Mary Ann Prekosovich, Trust Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Kimon Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Theodore L. Leeb Hearing Site: Chicago, IL | | Stipulated Award and Expungement |