| 14-00051 | 08/27/2014 | Claimant(s): Joseph Ullman
Claimant Lawyers(s): Joseph Ullman
Respondent(s): Ameriprise Financial Services., Philip Higgins
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Andrew J. Gerber
Hearing Site: Albany, NY
|  | $0 |
| 09-05355 | 05/14/2013 | Claimant(s): Claire Gruppo, Hugh Levey, Gruppo, Levey & Co.
Claimant Lawyers(s): Lawrence Hirsh
Respondent(s): Marino Marin
Respondent Lawyers(s): Eric R. Stern
Arbitrator(s): Fred Shinagel, Richard B. Dannenberg, Andrew J. Gerber
Hearing Site: New York, NY
| | |
| 11-04473 | 06/22/2012 | Claimant(s): Optionshouse
Claimant Lawyers(s): Lelsey G. Smith
Respondent(s): Joseph Gottesman
Respondent Lawyers(s): Joseph Gottesman
Arbitrator(s): Robert L. Spangler, Andrew J. Gerber, Barbara Antonello Mentz
Hearing Site: New York, NY
| | $0 |
| 11-01235 | 03/30/2012 | Claimant(s): David Bloom, Trust, Sara Bloom
Claimant Lawyers(s): Joseph R Sahid
Respondent(s): Arthur Thompson, Citigroup Global Markets.
Respondent Lawyers(s): Compliance Director
Arbitrator(s): Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
| 09-06047 | 02/10/2012 | Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Edward Goetz, Phillip Goetz
Respondent Lawyers(s): Craig H. Riha
Arbitrator(s): Andrew J. Gerber
Hearing Site: New York, NY
| | |
| 11-00601 | 01/31/2012 | Claimant(s): American Capital Partners
Claimant Lawyers(s): John J. Kilkenny
Respondent(s): Steven Lipack
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Andrew J. Gerber
Hearing Site: New York, NY
| | |
| 08-00245 | 03/26/2009 | Claimant(s): Trinity Bui
Claimant Lawyers(s): Nelson M. Zern
Respondent(s): D. Weckstein & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Robert Czik, Andrew J. Gerber, Vincent Cannaliato
Hearing Site: New York, NY
| | $0 |
| 07-03046 | 11/07/2008 | Claimant(s): Jean and David Darzi
Claimant Lawyers(s): Anthony J. Hom
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Aaron L. Danzer
Arbitrator(s): Catherine Tinker, Judith C. Greene, Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
