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FINRA Awards for Robert L. Spangler

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0447306/22/2012Claimant(s): Optionshouse
Claimant Lawyers(s): Lelsey G. Smith
Respondent(s): Joseph Gottesman
Respondent Lawyers(s): Joseph Gottesman
Arbitrator(s): Robert L. Spangler, Andrew J. Gerber, Barbara Antonello Mentz
Hearing Site: New York, NY
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06-0384003/11/2008Claimant(s): Paul Livote
Claimant Lawyers(s): Anthony Marino
Respondent(s): First Empire Securities.
Respondent Lawyers(s): John T. Bauer
Arbitrator(s): Robert L. Spangler
Hearing Site: New York, NY
07-0195001/31/2008Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Joseph Fitzgerald
Respondent Lawyers(s): Joseph Fitzgerald
Arbitrator(s): Robert L. Spangler
Hearing Site: New York, NY

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