| 12-02759 | 07/28/2017 | Claimant(s): Peter Deutsch, William Deutsch
Claimant Lawyers(s): Howard Graff, Rachael Kierych
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Fred Shinagel, Paul S. Biederman, Robert E. Anderson
Hearing Site: New York, NY
|  | $0 |
| 09-05355 | 05/14/2013 | Claimant(s): Claire Gruppo, Hugh Levey, Gruppo, Levey & Co.
Claimant Lawyers(s): Lawrence Hirsh
Respondent(s): Marino Marin
Respondent Lawyers(s): Eric R. Stern
Arbitrator(s): Fred Shinagel, Richard B. Dannenberg, Andrew J. Gerber
Hearing Site: New York, NY
| | |
| 11-00311 | 04/16/2012 | Claimant(s): Shearman, Ralston Inc.
Claimant Lawyers(s): Caren S. Brutten
Respondent(s): Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Jonathan Kurta
Arbitrator(s): John B. Morgan, Fred Shinagel, Anthony Charles Ginetto
Hearing Site: New York, NY
| | |
| 09-00293 | 08/13/2009 | Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Larry Lubarsky
Respondent Lawyers(s): Larry Lubarsky
Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion
Hearing Site: New York, NY
| | |
| 07-01421 | 02/11/2009 | Claimant(s): Paulina Malo, Roberto Redondo
Claimant Lawyers(s): Steven R. Pounian
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Theodor Brown, Fred Shinagel, Peter M. Pfau
Hearing Site: New York, NY
| | |
| 04-04140 | 02/22/2008 | Claimant(s): Patricia McEvoy
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Gregory Wagner, Marcel Wagner, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe
Arbitrator(s): Jim Geiger, Fred Shinagel, Linda T. Pellegrino
Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
