| 20-00706 | 08/21/2020 | Claimant(s): Ryan Gold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Eric W. Moran
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 19-01374 | 03/26/2020 | Claimant(s): Kirk Katzburg
Claimant Lawyers(s): Richard Herzfeld
Respondent(s): David Braunlich, DLB Securities L.L.C.
Respondent Lawyers(s): David Lonsdale Braunlich
Arbitrator(s): Paul S. Biederman, Ellyn S. Roth, William Arthur Ginty
Hearing Site: New York, NY
| | |
| 19-02959 | 03/25/2020 | Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 17-01370 | 03/13/2019 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Timothy Longo, Trident Partners Ltd.
Respondent Lawyers(s): Eric J. Sussman, Giuseppe Franzella
Arbitrator(s): Joan M. Traub, Paul S. Biederman, Michele S. Riley
Hearing Site: New York, NY
|  | $0 |
| 18-03364 | 02/06/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Helen Andrews
Respondent Lawyers(s): Helen Thomasine Andrews
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 17-02753 | 04/20/2018 | Claimant(s): Aishka Lugo, Frank Carrasco
Claimant Lawyers(s): Jacqueline R. Meyers
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 17-02844 | 02/26/2018 | Claimant(s): Michael Ferguson
Claimant Lawyers(s): Owen Harnett
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 12-02759 | 07/28/2017 | Claimant(s): Peter Deutsch, William Deutsch
Claimant Lawyers(s): Howard Graff, Rachael Kierych
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Fred Shinagel, Paul S. Biederman, Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 15-03115 | 07/11/2017 | Claimant(s): Petersen Investments.
Claimant Lawyers(s): Steven E. Mellen
Respondent(s): Earle Roberts
Respondent Lawyers(s): Rupert V. Barry
Arbitrator(s): Sandra J. Mullings, Paul S. Biederman, Eila Matt
Hearing Site: New York, NY
| | $0 |
| 16-00059 | 02/15/2017 | Claimant(s): Lee Stahl
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Paul S. Biederman, Karen Isabel Bedrosian - Richardson, Susan Romano
Hearing Site: New York, NY
| | Expungement |
