Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01374 | 03/26/2020 | Claimant(s): Kirk Katzburg Claimant Lawyers(s): Richard Herzfeld Respondent(s): David Braunlich, DLB Securities L.L.C. Respondent Lawyers(s): David Lonsdale Braunlich Arbitrator(s): Paul S. Biederman, Ellyn S. Roth, William Arthur Ginty Hearing Site: New York, NY | ||
| 06-01679 | 08/20/2008 | Claimant(s): Robert Montanino Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Donald P. Wray Arbitrator(s): Richard L. Herzfeld, Donald Raymond McNally, Mary Noe Hearing Site: New York, NY |  | $40,000 |
| 07-01269 | 03/20/2008 | Claimant(s): Daniel Morris Claimant Lawyers(s): Steven B. Caruso Respondent(s): Jeff Margolis, Aurora Capital LLC Respondent Lawyers(s): G. Robert Abrams, Jeff Eliot Margolis Arbitrator(s): Richard L. Herzfeld, Evdokia Sofos, Jonathan P. Russell Hearing Site: New York, NY |