Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01978 | 06/10/2024 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Owen Harnett Respondent(s): Pruco Securities., Equitable Advisors Respondent Lawyers(s): Jennifer E. Novoselsky, Michael J. Biondi Arbitrator(s): Leon Fox, Raymond P. Buschmann, James Hofheimer Hearing Site: Chicago, IL | ||
| 21-00345 | 02/07/2024 | Claimant(s): David Ingle Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 21-00697 | 09/24/2021 | Claimant(s): Richard Bellew Claimant Lawyers(s): Owen Harnett Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Irisa Chen Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA | ||
| 18-02119 | 08/08/2019 | Claimant(s): David James Claimant Lawyers(s): Owen Harnett Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Samantha Parrish Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 18-02082 | 07/15/2019 | Claimant(s): Aaron Maurer Claimant Lawyers(s): Owen Harnett Respondent(s): Rp Capital Llc Respondent Lawyers(s): Gary Price Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 18-03630 | 06/07/2019 | Claimant(s): Jonathan Graham Claimant Lawyers(s): Owen Harnett Respondent(s): Broker Dealer Financial Services Corp. Respondent Lawyers(s): Michael Sherzan Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA | ||
| 17-03061 | 10/24/2018 | Claimant(s): Allen Rosenberg Claimant Lawyers(s): Owen Harnett Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 17-02447 | 08/10/2018 | Claimant(s): Ryan Hyslop Claimant Lawyers(s): Owen Harnett Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Robert F. Saint-Aubin, Sally G. Williams, Kevin L. Wheeler Hearing Site: San Diego, CA | ||
| 17-02395 | 08/03/2018 | Claimant(s): Brian Mulvey Claimant Lawyers(s): Owen Harnett Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Paul A. Auerbach Hearing Site: Boston, MA | ||
| 17-02982 | 07/31/2018 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Owen Harnett Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Julius Z. Frager Hearing Site: Cincinnati, OH |