Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01762 | 04/10/2024 | Claimant(s): Melvin Menke Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Richard Coleman, William Brown, Richard James & Associates. Respondent Lawyers(s): Frank Barravechia, Richard James Coleman, William Robert Brown Arbitrator(s): Julius Z. Frager Hearing Site: Louisville, KY |  | Dismissed by Rule 12511&12212© |
| 23-01307 | 12/20/2023 | Claimant(s): Dustin Ward Claimant Lawyers(s): Jack D. Butler Respondent(s): Oneamerica Securities. Respondent Lawyers(s): Sean Mcgoff Arbitrator(s): Julius Z. Frager, Peter Stephenson, Laura Lee McLaughlin Hearing Site: St. Louis, MO | ||
| 19-03510 | 08/28/2023 | Claimant(s): Thatcher J. Fields Gift Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Louis H Miron, Julius Z. Frager, Bruce Arthur Blessington Hearing Site: Montpelier, VT | | Expungement |
| 22-00523 | 01/06/2023 | Claimant(s): Robert Reed Claimant Lawyers(s): Brian J. Davis Respondent(s): Christopher Fusco, Lon Faccini, Arive Capital Markets Respondent Lawyers(s): Anthony Varbero, Christopher Thomas Fusco Arbitrator(s): Julius Z. Frager, Lynn Hirschfeld Brahin, Jane Cohen Hearing Site: St. Louis, MO | | Dismissed |
| 21-01019 | 11/24/2021 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Julius Z. Frager Hearing Site: Columbus, OH | ||
| 21-00299 | 10/22/2021 | Claimant(s): Paul Hulen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-02974 | 07/27/2021 | Claimant(s): Norman Eccarius Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Saxony Securities. Respondent Lawyers(s): Ryan C. Klump Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-02691 | 03/22/2021 | Claimant(s): A. Longenecker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-01510 | 12/04/2020 | Claimant(s): Betty Flynn, Ronald Flynn Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | | Dismissed by Rule 12206 |
| 20-01872 | 11/25/2020 | Claimant(s): David Maher Claimant Lawyers(s): David Joseph Maher Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Julius Z. Frager Hearing Site: Montpelier, VT |