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FINRA Awards for Richard James & Associates.

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0176204/10/2024Claimant(s): Melvin Menke
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Richard Coleman, William Brown, Richard James & Associates.
Respondent Lawyers(s): Frank Barravechia, Richard James Coleman, William Robert Brown
Arbitrator(s): Julius Z. Frager
Hearing Site: Louisville, KY
Checkmark IconDismissed by Rule 12511&12212©

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