Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00523 | 01/06/2023 | Claimant(s): Robert Reed Claimant Lawyers(s): Brian J. Davis Respondent(s): Christopher Fusco, Lon Faccini, Arive Capital Markets Respondent Lawyers(s): Anthony Varbero, Christopher Thomas Fusco Arbitrator(s): Julius Z. Frager, Lynn Hirschfeld Brahin, Jane Cohen Hearing Site: St. Louis, MO |  | Dismissed |
| 18-00498 | 06/14/2018 | Claimant(s): Dale Spring Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Lon Faccini, Cape Securities Inc. Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Richard R. Logsdon Hearing Site: Jacksonville, FL | | $0 |
| 16-00519 | 03/01/2017 | Claimant(s): Tom Halling Claimant Lawyers(s): Jennifer Tarr Respondent(s): Lon Faccini, Michael Lovett, Cape Securities Inc. Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Kansas City, MO | | $0 |