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FINRA Awards for Jane Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0029901/30/2023Claimant(s): Wells Fargo Advisors, Wells Fargo Clearing Services, Kyle Herrman, Renee Crittenden
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Commerce Brokerage Services.
Respondent Lawyers(s): Corey Franklin
Arbitrator(s): Leah Murray Albert, Barry Goldman, Jane Cohen
Hearing Site: St. Louis, MO
22-0052301/06/2023Claimant(s): Robert Reed
Claimant Lawyers(s): Brian J. Davis
Respondent(s): Christopher Fusco, Lon Faccini, Arive Capital Markets
Respondent Lawyers(s): Anthony Varbero, Christopher Thomas Fusco
Arbitrator(s): Julius Z. Frager, Lynn Hirschfeld Brahin, Jane Cohen
Hearing Site: St. Louis, MO
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