Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00519 | 03/01/2017 | Claimant(s): Tom Halling Claimant Lawyers(s): Jennifer Tarr Respondent(s): Lon Faccini, Michael Lovett, Cape Securities Inc. Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Kansas City, MO |  | $0 |
| 15-01225 | 01/06/2017 | Claimant(s): Paul & Beatrice Hessong Claimant Lawyers(s): Jennifer Tarr Respondent(s): Buda Yao, Costa Tzotzis, James Webb, Jeff Bodner, Michael Lovett, Cape Securities Inc. Respondent Lawyers(s): Judy Newcomb Arbitrator(s): David L. Ruderman, Jane Tam, Harold Craig Cohen Hearing Site: Baltimore, MD | | $0 |
| 12-01451 | 02/04/2013 | Claimant(s): J.D. Nicholas & Associates. Claimant Lawyers(s): Ian Frimet Respondent(s): James Webb, Larry Yager, Michael Lovett, Paul Nardella, Cape Securities Inc. Respondent Lawyers(s): John A. Fortuna, Ron Amato Arbitrator(s): Michael J. McAllister, Marilyn J. Salzman, Ernesto V. Luzzatto Hearing Site: New York, NY |