| 20-01132 | 01/20/2021 | Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): J.D. Nicholas & Associates.
Respondent Lawyers(s): Corporate Office Aegis Capital Corp
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | |
| 19-03029 | 10/28/2020 | Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): J.D. Nicholas & Associates., Trident Partners Ltd.
Respondent Lawyers(s): James Dolan, Nicholas Scavone
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 19-03022 | 07/24/2020 | Claimant(s): Daniel Dvorznak
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp., J.D. Nicholas & Associates.
Respondent Lawyers(s): James Dolan, Timothy Treble
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 18-01073 | 08/29/2019 | Claimant(s): Sean Stewart
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Daniel Dvorznak, Nicholas Tsikitas, J.D. Nicholas & Associates.
Respondent Lawyers(s): Irwin Weltz, James Dolan
Arbitrator(s): Richard H. Potter, Susan L. Luck, Kenneth B. Orenbach
Hearing Site: Charlotte, NC
|  | Settlement |
| 17-01497 | 02/01/2019 | Claimant(s): Jana Monahan, Mark Monahan, IRA
Claimant Lawyers(s): Bradley Schnur
Respondent(s): J.D. Nicholas & Associates.
Respondent Lawyers(s): James Dolan
Arbitrator(s): Raymond J. Sterling
Hearing Site: Detroit, MI
| | $0 |
| 16-01204 | 10/21/2016 | Claimant(s): Orthotek Inc.
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Minerva, Matthew DiGregorio, J.D. Nicholas & Associates.
Respondent Lawyers(s): Anthony Minerva, James Dolan, Matthew DiGregorio
Arbitrator(s): Richard Djokic
Hearing Site: Des Moines, IA
| | $30,005 |
| 13-03098 | 06/06/2014 | Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Michael Regina, Patrick Teutonico
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
| | |
| 12-02842 | 12/02/2013 | Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Joseph Rivera
Respondent Lawyers(s): Joseph Peter Rivera
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
| | |
| 12-01451 | 02/04/2013 | Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian Frimet
Respondent(s): James Webb, Larry Yager, Michael Lovett, Paul Nardella, Cape Securities Inc.
Respondent Lawyers(s): John A. Fortuna, Ron Amato
Arbitrator(s): Michael J. McAllister, Marilyn J. Salzman, Ernesto V. Luzzatto
Hearing Site: New York, NY
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