| 23-01077 | 11/10/2023 | Claimant(s): Joon Rhee
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joan Maxine Secofsky, Jill Pilgrim, Jill I. Gross
Hearing Site: New York, NY
| | |
| 22-01150 | 02/07/2023 | Claimant(s): Patric Stibbe
Claimant Lawyers(s): Patric Stibbe
Respondent(s): T3 Trading Group
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): John J. Flynn, David I. Levine, Timothy P. Bogan
Hearing Site: San Francisco, CA
| | |
| 22-00403 | 09/12/2022 | Claimant(s): Monica Cleves
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): VectorGlobal WMG.
Respondent Lawyers(s): Santiago Santos
Arbitrator(s): Brian Hamburger, Karen Isabel Bedrosian - Richardson, Miriam Goode
Hearing Site: New York, NY
| | |
| 20-03262 | 04/29/2022 | Claimant(s): Bluebay Multistrat, L.P.
Claimant Lawyers(s): Romain Bruere
Respondent(s): Clear Street LLC, Precision Securities
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Diane M. Perry, Monroe Mitchel, Michael Ross
Hearing Site: Boca Raton, FL
|  | Dismissed by Rule 12511/12212/12504 |
| 19-03326 | 04/28/2022 | Claimant(s): Amy Chan, Hing Chan
Claimant Lawyers(s): Paul Radvany
Respondent(s): Johnny Guan
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Ted M. Rosen, Peter A. Goldman, Bernard Lieberman
Hearing Site: New York, NY
| | $97,187 |
| 20-00954 | 03/31/2022 | Claimant(s): Janet M. Wittmer, Ronald E. Wittmer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Daniel Murray, Douglas Guarino, Jeff Snyder, Rockwell Global Capital LLC
Respondent Lawyers(s): Daniel Robert Murray, Douglas Joseph Guarino, Jeff David Snyder, Robert M. Bursky
Arbitrator(s): Steven H. Vogel, Jacqueline Stanley Lustig, Stuart W. Smith
Hearing Site: Chicago, IL
| | $0 |
| 20-00069 | 02/24/2022 | Claimant(s): Alfred Woodard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Douglas Guarino, Jonothon Lieberman, Rockwell Global Capital LLC
Respondent Lawyers(s): Douglas Joseph Guarino, Jonothon Michael Lieberman, Robert M. Bursky
Arbitrator(s): Brandt Leonard Ross, Ernest Linwood Gunn, George Pinckney Shingler
Hearing Site: Atlanta, GA
| | $80,300 |
| 21-00127 | 02/02/2022 | Claimant(s): Benjamin Bassi
Claimant Lawyers(s): David B. Vermont
Respondent(s): William Bradley
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): John J. Mager
Hearing Site: Manchester, NH
| | $0 |
| 20-00636 | 10/15/2021 | Claimant(s): Howard Merrill, Howard Merrill Rev Living Tr U/A 2/9/15, Howard R. Merrill TTEE
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): National Securities Corporation, Thomas Kelly
Respondent Lawyers(s): Fred N. Knopf, Robert M. Bursky
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
| | Expungement |
| 21-00596 | 08/16/2021 | Claimant(s): Robert Rendzio
Claimant Lawyers(s): Robert J. Rendzio
Respondent(s): Spiros Stefanatos, Allied Millennial Partners
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
| | $0 |
