Potomac Analytics' Logo

FINRA Awards for Douglas Guarino

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0095403/31/2022Claimant(s): Janet M. Wittmer, Ronald E. Wittmer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Daniel Murray, Douglas Guarino, Jeff Snyder, Rockwell Global Capital LLC
Respondent Lawyers(s): Daniel Robert Murray, Douglas Joseph Guarino, Jeff David Snyder, Robert M. Bursky
Arbitrator(s): Steven H. Vogel, Jacqueline Stanley Lustig, Stuart W. Smith
Hearing Site: Chicago, IL
Checkmark Icon$0
20-0006902/24/2022Claimant(s): Alfred Woodard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Douglas Guarino, Jonothon Lieberman, Rockwell Global Capital LLC
Respondent Lawyers(s): Douglas Joseph Guarino, Jonothon Michael Lieberman, Robert M. Bursky
Arbitrator(s): Brandt Leonard Ross, Ernest Linwood Gunn, George Pinckney Shingler
Hearing Site: Atlanta, GA
Checkmark Icon$80,300
17-0127607/31/2018Claimant(s): Anthony Fitzhenry
Claimant Lawyers(s): Anthony Fitzhenry
Respondent(s): Bruce Guarino, Dennis Grubelic, Douglas Guarino, Glen Stifelman, Rockwell Global Capital LLC
Respondent Lawyers(s): Dennis Grubelic, Glen Robert Stifelman, Robert M. Bursky
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
Checkmark Icon$0
11-0445604/23/2013Claimant(s): Precision Interior Construction Corp.
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Douglas Guarino, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
Checkmark IconExpungement

4 Results

Display: