| 22-02696 | 09/08/2023 | Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Gruntal & Co., L.L.C., Rockwell Global Capital LLC
Respondent Lawyers(s): Bruce Guarino, Donald N. Cohen
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | |
| 20-00954 | 03/31/2022 | Claimant(s): Janet M. Wittmer, Ronald E. Wittmer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Daniel Murray, Douglas Guarino, Jeff Snyder, Rockwell Global Capital LLC
Respondent Lawyers(s): Daniel Robert Murray, Douglas Joseph Guarino, Jeff David Snyder, Robert M. Bursky
Arbitrator(s): Steven H. Vogel, Jacqueline Stanley Lustig, Stuart W. Smith
Hearing Site: Chicago, IL
|  | $0 |
| 20-00069 | 02/24/2022 | Claimant(s): Alfred Woodard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Douglas Guarino, Jonothon Lieberman, Rockwell Global Capital LLC
Respondent Lawyers(s): Douglas Joseph Guarino, Jonothon Michael Lieberman, Robert M. Bursky
Arbitrator(s): Brandt Leonard Ross, Ernest Linwood Gunn, George Pinckney Shingler
Hearing Site: Atlanta, GA
| | $80,300 |
| 17-01276 | 07/31/2018 | Claimant(s): Anthony Fitzhenry
Claimant Lawyers(s): Anthony Fitzhenry
Respondent(s): Bruce Guarino, Dennis Grubelic, Douglas Guarino, Glen Stifelman, Rockwell Global Capital LLC
Respondent Lawyers(s): Dennis Grubelic, Glen Robert Stifelman, Robert M. Bursky
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | $0 |
| 15-01248 | 12/12/2017 | Claimant(s): Ronald Drake
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Salamone, Bruce Guarino, Glen Stifelman, Kenneth Severinsen, Kevin Sheehan Jr, Rockwell Global Capital LLC
Respondent Lawyers(s): Aegis J. Frumento, Anthony Patrick Salamone, Kenneth Lee Severinsen, Kevin Michael Sheehan Jr, Robert M. Bursky
Arbitrator(s): Grant D. Sanders
Hearing Site: Minneapolis, MN
| | $0 |
| 15-01681 | 05/11/2017 | Claimant(s): Lorraine Bonifazio
Claimant Lawyers(s): Anthony Varbero
Respondent(s): Bruce Guarino, Carl Antaki, Rockwell Global Capital LLC
Respondent Lawyers(s): Carl G. Antaki, Robert Bursky
Arbitrator(s): Renee La Verne Ross CFP, R. Peyton Gibson
Hearing Site: New York, NY
| | Stipulated Award |
| 15-01228 | 01/20/2017 | Claimant(s): Kenneth Rowan
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Bruce Guarino, Chris Wiseman, George Hasapes, Glen Stifelman, Rockwell Global Capital LLC
Respondent Lawyers(s): Aegis J. Frumento, Chris Michael Wiseman, George Peter Hasapes, Robert M. Bursky
Arbitrator(s): Michael L. Lyons, Kim L. Kirn, Sheldon Weinhaus
Hearing Site: St. Louis, MO
| | $0 |
| 14-02981 | 06/17/2016 | Claimant(s): Jeffrey Atcheson, Jeffrey Atcheson IRA
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Bryan Mazliach, Jonothon Lieberman, Rockwell Global Capital LLC
Respondent Lawyers(s): Gregory W. Brown, Robert M. Bursky
Arbitrator(s): Gary P. Alexander, Robert L. Lestina, James C. Hoover
Hearing Site: Atlanta, GA
| | $0 |
| 15-00878 | 12/24/2015 | Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Michael Resciniti
Respondent Lawyers(s): Michael James Resciniti
Arbitrator(s): Jerome H. Levy, Emily Diamond, Anna Lascar
Hearing Site: New York, NY
| | |
| 14-03775 | 12/18/2015 | Claimant(s): William Freas
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Elliot B. Platt, Mark H. Stein, Joseph H. Danziger
Hearing Site: Philadelphia, PA
| | $35,000 |
