| 15-00120 | 04/27/2016 | Claimant(s): Alexander Scanlon
Claimant Lawyers(s): Sanford Durmain
Respondent(s): J.P. Morgan Securities LLC
Respondent Lawyers(s): Tibor L. Nagy
Arbitrator(s): Martin Izaak, Jerome H. Levy, Annamaria Boccia Smith
Hearing Site: New York, NY
|  | $0 |
| 15-00878 | 12/24/2015 | Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Michael Resciniti
Respondent Lawyers(s): Michael James Resciniti
Arbitrator(s): Jerome H. Levy, Emily Diamond, Anna Lascar
Hearing Site: New York, NY
| | |
| 10-05233 | 07/22/2011 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Gregory Costello, North Brae Capital Group.
Respondent Lawyers(s): Gregory J. Costello
Arbitrator(s): Jerome H. Levy, James S. Hazard, Howard A. Baker
Hearing Site: New York, NY
| | $0 |
| 09-03980 | 07/12/2011 | Claimant(s): Alan Kovner, Alan Kovner Scholars Choice FBO J Kovner, Alan M. Kovner ACF Joshua A. Kovner U/NY, Alan Kover CGM IRA Custodian, Joshua A. Kovner TTEE FBO Alan Kovner
Claimant Lawyers(s): Vincent W. Ansanelli
Respondent(s): Citigroup Global Markets., Smith Barney.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Barry Feiden, Jerome H. Levy, Keely D. Parr
Hearing Site: New York, NY
| | Expungement |
| 05-02827 | 11/17/2008 | Claimant(s): CIBC World Markets Corp.
Claimant Lawyers(s): Matthew L. Mustokoff
Respondent(s): Michael Sassano
Respondent Lawyers(s): Mitchell S. Cohen
Arbitrator(s): Jerome H. Levy, Alice J. P. Lee-Getman, Allen H. Green
Hearing Site: New York, NY
| | |
| 06-05040 | 08/24/2007 | Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Patrick J. Howley
Respondent(s): Frank Foerster
Respondent Lawyers(s): Frank Foerster
Arbitrator(s): Edward Baer, Jerome H. Levy, Jeffery A. Hamer
Hearing Site: New York, NY
| | |
