20-01070 | 09/23/2021 | Claimant(s): Jess DiPasquale Claimant Lawyers(s): Alan L. Rosca Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Betty Chen, Harrison Johnson, Emily Diamond Hearing Site: New York, NY
| | $0 |
17-01681 | 08/09/2019 | Claimant(s): The Joseph Conti Revocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Erik Pica, Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Emily Diamond, Veronica Ann Williams, Loretta Yin Hearing Site: Newark, NJ
| | $10,000 |
17-02322 | 07/25/2019 | Claimant(s): Peter Lobrutto Claimant Lawyers(s): Darryl J. Bouganim Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Theodore R. Bynum Arbitrator(s): Anthony Michael Sabino, Leona Beane, Emily Diamond Hearing Site: New York, NY
| | Expungement |
15-02418 | 05/16/2017 | Claimant(s): Nobilis Consulting Claimant Lawyers(s): Kevin P. Conway Respondent(s): George Buonocore, COR Clearing LLC Respondent Lawyers(s): Gayle Jenkins, Kevin P. Conway Arbitrator(s): Joseph I. Liebman, Deborah A. Shapiro, Emily Diamond Hearing Site: New York, NY
| | $0 |
13-02939 | 03/03/2016 | Claimant(s): Bruce Tuchman, Michelle Tuchman Claimant Lawyers(s): Eric J. Shames Respondent(s): Wells Fargo Advisors, Frank Dyer Respondent Lawyers(s): David Strand Arbitrator(s): Michael E. Olney, Boyd H. Scheff, Emily Diamond Hearing Site: New York, NY
| | $81,132 |
15-00878 | 12/24/2015 | Claimant(s): Rockwell Global Capital LLC Claimant Lawyers(s): Robert M. Bursky Respondent(s): Michael Resciniti Respondent Lawyers(s): Michael James Resciniti Arbitrator(s): Jerome H. Levy, Emily Diamond, Anna Lascar Hearing Site: New York, NY
| | |
12-00699 | 06/11/2014 | Claimant(s): Edward C. Hope IRA by Marilyn Hope sole, Marilyn J. Hope IRA, Hope Irrevocable Grantor Trust by Barbar Claimant Lawyers(s): William B. Young Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Susan George Arbitrator(s): Robert E. Anderson, Emily Diamond, Felicia T. Farber Hearing Site: Newark, NJ
| | Expungement |