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FINRA Awards for Jess DiPasquale

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0107009/23/2021Claimant(s): Jess DiPasquale
Claimant Lawyers(s): Alan L. Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Betty Chen, Harrison Johnson, Emily Diamond
Hearing Site: New York, NY
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