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FINRA Awards for Eric J. Shames

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0293903/03/2016Claimant(s): Bruce Tuchman, Michelle Tuchman
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Wells Fargo Advisors, Frank Dyer
Respondent Lawyers(s): David Strand
Arbitrator(s): Michael E. Olney, Boyd H. Scheff, Emily Diamond
Hearing Site: New York, NY
Checkmark Icon$81,132
10-0174306/08/2011Claimant(s): Glenn Garmont
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Richard G. Kass
Arbitrator(s): Burton M. Fendelman, David I. Goldblatt, Andrew J. Gerber
Hearing Site: New York, NY

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