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FINRA Awards for Gleacher & Company Securities.

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0048409/18/2020Claimant(s): John Ohl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gleacher & Company Securities.
Respondent Lawyers(s): Annis Kwok
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
18-0026110/31/2018Claimant(s): John Tyczynski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gleacher & Company Securities., Legg Mason Wood Walker
Respondent Lawyers(s): Annis Kwok, Rosemary Francavilla
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY
13-0060806/16/2015Claimant(s): Gleacher & Company Securities.
Claimant Lawyers(s): David Hille
Respondent(s): Alexander Diss, Andrew Hain, Brian Taddeo, Douglas Coy, Edward Doyle, Jane Mikorenda, Jeffrey Sprengel, John Campbell, John Fleming, Marc Santodomingo, Mark Bryant, Mark Colm, Matthew Swope, Michael Tama, Nicholas Casesa, Robert W. Baird & Co. Incorporated, Peter Brady, Richard Rossi, Robert Haviland, Thomas Lobue, et al
Respondent Lawyers(s): Jonathan D. Miller
Arbitrator(s): Hugh N. Fryer, John Daly, Rebecca Ann Berlow
Hearing Site: New York, NY
13-0272409/09/2014Claimant(s): John Griff, Thomas Hughes
Claimant Lawyers(s): Kathleen Peratis, Shirley Lin
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Jacob Johnson
Arbitrator(s): Michael E. Olney, Joseph B. Russell, Robert S. Getman
Hearing Site: New York, NY
10-0174306/08/2011Claimant(s): Glenn Garmont
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Richard G. Kass
Arbitrator(s): Burton M. Fendelman, David I. Goldblatt, Andrew J. Gerber
Hearing Site: New York, NY

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