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FINRA Awards for Annis Kwok

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0048409/18/2020Claimant(s): John Ohl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gleacher & Company Securities.
Respondent Lawyers(s): Annis Kwok
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
18-0026110/31/2018Claimant(s): John Tyczynski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gleacher & Company Securities., Legg Mason Wood Walker
Respondent Lawyers(s): Annis Kwok, Rosemary Francavilla
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY

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