| 13-00608 | 06/16/2015 | Claimant(s): Gleacher & Company Securities.
Claimant Lawyers(s): David Hille
Respondent(s): Alexander Diss, Andrew Hain, Brian Taddeo, Douglas Coy, Edward Doyle, Jane Mikorenda, Jeffrey Sprengel, John Campbell, John Fleming, Marc Santodomingo, Mark Bryant, Mark Colm, Matthew Swope, Michael Tama, Nicholas Casesa, Robert W. Baird & Co. Incorporated, Peter Brady, Richard Rossi, Robert Haviland, Thomas Lobue, et al
Respondent Lawyers(s): Jonathan D. Miller
Arbitrator(s): Hugh N. Fryer, John Daly, Rebecca Ann Berlow
Hearing Site: New York, NY
| | |
| 13-00016 | 02/18/2015 | Claimant(s): Jay Lehman, Lawrence Monaldo, Sheldon Sevinor, David Cormier DDS Pension Plan, Northshore Oral Surgery Group PC, Plastic Surgery Services FBO: S. Sevinor
Claimant Lawyers(s): Dimitri Nemirovsky, Kevin D. Galbraith
Respondent(s): Jack Brimberg, Jay Tomlinson, William Lewis, Brimberg & Co., Monarch Capital Group
Respondent Lawyers(s): Allen C. Miller, Robert L. Herskovits, Thomas J. Fleming
Arbitrator(s): Hugh N. Fryer, Joel P. Mellis, John Nino Brenkovich
Hearing Site: New York, NY
|  | $56,703 |
| 12-00508 | 07/24/2014 | Claimant(s): Nohar Sumasar
Claimant Lawyers(s): Brian H. Brick
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson
Hearing Site: New York, NY
| | Expungement |
| 13-02277 | 06/23/2014 | Claimant(s): Donald Wojnowski, John Tarpinian, Robert Ainbinder
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Hugh N. Fryer, Nino Armienti, Michele S. Riley
Hearing Site: New York, NY
| | |
| 10-05823 | 04/30/2014 | Claimant(s): Judith Glaser
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Robert Ainbinder, First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz, Todd A. Zuckerbrod
Arbitrator(s): Hugh N. Fryer, Myrna E. DeJesus, Stephen M. Schaedtler
Hearing Site: New York, NY
| | Expungement |
| 09-05042 | 12/12/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Mark J. Alonso
Respondent(s): Robert Loftus
Respondent Lawyers(s): Jeffrey L. Liddle
Arbitrator(s): Hugh N. Fryer, Joseph A. Forgione, Kenneth Paul Williams
Hearing Site: New York, NY
| | |
| 08-01050 | 10/22/2010 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Daniel Cohen, Jonathan Sopher, Cohen Asset Management, Cohen Capital Partners II, Infinity Equities 1 LLC
Respondent Lawyers(s): Pamela L. Klienberg, Robert L. Herskovits, William A. Rome
Arbitrator(s): Bernard A. Kesselman, Hugh N. Fryer, Kip C. Lubcke
Hearing Site: New York, NY
| | Expungement |
| 07-00695 | 06/29/2010 | Claimant(s): Dan Breslauer
Claimant Lawyers(s): Tally M. Wiener
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): James J. Fishman, Hugh N. Fryer, Alice Holly Oshins
Hearing Site: New York, NY
| | |
| 09-01482 | 06/16/2010 | Claimant(s): Stew Bird, Susan Bird
Claimant Lawyers(s): Stewart Bird
Respondent(s): Kevin O'Leary, Alliance Berstein, L.P., Bernstein Global Wealth Management, Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Hugh N. Fryer, Sandra J. Mullings, Anthony J. Raimondi
Hearing Site: New York, NY
| | $0 |
| 08-04632 | 12/17/2009 | Claimant(s): Arjent Services, Arjent US
Claimant Lawyers(s): James H. Freeman
Respondent(s): Tejash Brahmbhatt
Respondent Lawyers(s): Tejash Brahmbhatt
Arbitrator(s): Hugh N. Fryer, Michael C. Farkas, Richard Lee Mansdoerfer
Hearing Site: New York, NY
| | |
