| 13-03076 | 06/18/2015 | Claimant(s): Liv Andersen
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Fred Ehrman, Brean Capital
Respondent Lawyers(s): Peter M. Sartorius
Arbitrator(s): Ira S. Cure, Richard Bryce Nesson, Robert William McGuigan
Hearing Site: New York, NY
|  | Expungement |
| 10-05823 | 04/30/2014 | Claimant(s): Judith Glaser
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Robert Ainbinder, First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz, Todd A. Zuckerbrod
Arbitrator(s): Hugh N. Fryer, Myrna E. DeJesus, Stephen M. Schaedtler
Hearing Site: New York, NY
| | Expungement |
| 12-03885 | 08/12/2013 | Claimant(s): Aida Osinski-Lipschitz
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Robert Cosentino
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Linda T. Pellegrino, Peter L. Michaelson, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | Expungement |
| 11-01943 | 11/20/2012 | Claimant(s): William Otto, William L. Otto Irrevocable Lifetime Tru
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Joseph Gill, Lore Gordon, MML Investors Services
Respondent Lawyers(s): Barry R. Temkin, Mathew Tracy, William P. Thornton
Arbitrator(s): Steven David Leader, Leslie Ruth Nydick, Edwin H. Bennett
Hearing Site: New York, NY
| | Expungement |
| 10-03612 | 09/02/2011 | Claimant(s): Ronald Tranquillo
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Stephen T. Rodriguez, Suzanne E. Reynolds-Brady, Stuart M. Schwartz
Hearing Site: Albany, NY
| | $65,642 |
| 08-02791 | 01/13/2010 | Claimant(s): Laura Quigley
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Ralph Saviano
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): AnnMarie Miller, Douglas John Baumann, Robert J. McDonnell
Hearing Site: Newark, NJ
| | $5,500 |
| 08-00773 | 06/24/2009 | Claimant(s): Natalie Bram, Natalie Bram Living Trust
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Baruch Coleman, Jerry Cline, Capital Securities of America., Wunderlich Securities.
Respondent Lawyers(s): Baruch Coleman, Steven E. Mellen
Arbitrator(s): David Ellis, Steven R. Rolnick, C. Henry Lucas
Hearing Site: Hartford, CT
| | $228,200 |
| 07-01311 | 01/03/2008 | Claimant(s): William B. and Mary Connolly
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Victoria Tomaro, TFS Securities.
Respondent Lawyers(s): Russell Burnside
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Thomas C. Tretter
Hearing Site: Hartford, CT
| | $0 |
