| 19-02072 | 06/10/2020 | Claimant(s): Justin Podbielski, Xochil Rivera
Claimant Lawyers(s): Marc T. Miller
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Dale S. Cronnell, Samuel H. Chorches, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
| | |
| 16-01211 | 05/02/2017 | Claimant(s): Sid Ironson
Claimant Lawyers(s): Sid Ironson
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Dale S. Cronnell, Sean Michael Peoples, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | |
| 10-02344 | 05/17/2011 | Claimant(s): Thomas Ilko
Claimant Lawyers(s): Thomas Ilko
Respondent(s): Kershner Securities
Respondent Lawyers(s): David A. Shargel
Arbitrator(s): Dale S. Cronnell, B. John Dill, David B. Beizer
Hearing Site: Hartford, CT
| | |
| 08-00568 | 03/20/2009 | Claimant(s): The TTees of the Masonic Hall and Asylum
Claimant Lawyers(s): Brian J. Butler
Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew C. Applebaum
Arbitrator(s): Brian J. Burstin, Dale S. Cronnell, John Richard Lynch
Hearing Site: Albany, NY
|  | $30,600,600 |
| 07-00380 | 05/23/2008 | Claimant(s): Lynn Kaufmann
Claimant Lawyers(s): John J. Washburn
Respondent(s): Hayes Burleson, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lewis S. Kurlantzick, Dale S. Cronnell, Samuel H. Chorches
Hearing Site: Hartford, CT
| | $43,136 |
| 07-01311 | 01/03/2008 | Claimant(s): William B. and Mary Connolly
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Victoria Tomaro, TFS Securities.
Respondent Lawyers(s): Russell Burnside
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Thomas C. Tretter
Hearing Site: Hartford, CT
| | $0 |
