Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01038 | 01/10/2020 | Claimant(s): Adelle Abdallah, Soraya Abdallah Claimant Lawyers(s): Matthew J. Tuttle Respondent(s): FMSBonds. Respondent Lawyers(s): Sydney A. Marks Arbitrator(s): Ronald L. Cheney, B. John Dill, David B. Beizer Hearing Site: Boston, MA |  | $455,000 |
| 13-02879 | 02/18/2015 | Claimant(s): Pauline Duncavage Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): David B. Beizer, Sean Alan D'Amico, Guy R. Sullivan Hearing Site: Hartford, CT | | Expungement |
| 12-02477 | 11/27/2013 | Claimant(s): Michael Roy Claimant Lawyers(s): Keith A. MacDonald Respondent(s): Pershing LLC Respondent Lawyers(s): Jed L. Marcus Arbitrator(s): John A. Goc, B. John Dill, David B. Beizer Hearing Site: Boston, MA | ||
| 12-03256 | 10/02/2013 | Claimant(s): Sondra Schneider Claimant Lawyers(s): Howard M. Rosenfield Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Alun Hywel Jones, David B. Beizer, Charles W. Danis Hearing Site: Hartford, CT | | Expungement |
| 11-02600 | 01/05/2012 | Claimant(s): Gerald Paquette Claimant Lawyers(s): Thomas P. Wilcutts Respondent(s): LPL Financial LLC Respondent Lawyers(s): Peter W. Gilles Arbitrator(s): B. J. Krintzman, David B. Beizer, John Thomas Shaban Hearing Site: Hartford, CT | | Expungement |
| 10-02344 | 05/17/2011 | Claimant(s): Thomas Ilko Claimant Lawyers(s): Thomas Ilko Respondent(s): Kershner Securities Respondent Lawyers(s): David A. Shargel Arbitrator(s): Dale S. Cronnell, B. John Dill, David B. Beizer Hearing Site: Hartford, CT |