13-03531 | 09/29/2016 | Claimant(s): Anthony Sabatasso Claimant Lawyers(s): Luis F. Biason Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL
| | $0 |
15-03032 | 09/23/2016 | Claimant(s): Joseph DeBlasi Claimant Lawyers(s): Joseph DeBlasi Respondent(s): Edward Stockton, Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
| | $50 |
16-00252 | 09/23/2016 | Claimant(s): Sharon Polk-Sadownik Claimant Lawyers(s): Sharon Polk-Sadownik Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Evalyn Lipton Fishbein Hearing Site: Boston, MA
| | $3,396 |
15-01499 | 08/31/2016 | Claimant(s): Deborah Howland, Leon Howland Claimant Lawyers(s): Richard B. Fosher Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Lynn Hirschfeld Brahin, Raymond P. Buschmann, William Gibson Heller Hearing Site: Indianapolis, IN
| | $0 |
14-03619 | 05/31/2016 | Claimant(s): William Essex Claimant Lawyers(s): Richard B. Fosher Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Nina Vallion Hearing Site: Portland, OR
| | Expungement |
15-03235 | 05/06/2016 | Claimant(s): Eleanor Stintzcum Claimant Lawyers(s): Eleanor L Stintzcum Respondent(s): Ameriprise Financial Services., Louis Delaney III Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | Expungement |
14-03286 | 12/01/2015 | Claimant(s): Heather Law, Kenneth Law Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Michael P. Marryshow Hearing Site: Philadelphia, PA
| | $0 |
14-01826 | 10/23/2015 | Claimant(s): Allan Levine Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Biagio A. Civale, Paul S. Biederman, Joseph I. Liebman Hearing Site: New York, NY
| | Expungement |
14-02344 | 10/14/2015 | Claimant(s): Anthony J. Gimelli Revocable Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA
| | Expungement |
14-02630 | 09/24/2015 | Claimant(s): Gordon Hirsch Claimant Lawyers(s): Michael D. Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Thaddeus J. Tecza Hearing Site: Albuquerque, NM
| | Expungement |