| 14-01220 | 10/28/2015 | Claimant(s): Colleen Levin, Jon Levin, Jon & Colleen Levin Trust dd 2/20/91
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Larry Edmonson, Herbert Murez, Thomas W. Gregory
Hearing Site: Los Angeles, CA
|  | Expungement |
| 14-02630 | 09/24/2015 | Claimant(s): Gordon Hirsch
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Albuquerque, NM
| | Expungement |
| 13-02355 | 03/03/2015 | Claimant(s): Irene Muratore, John Muratore, John S. & Irene D. Muratore Living Trust
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Arthur T. Berggren, Jasmina T. Boulanger, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-01916 | 01/30/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Colleen Cowan
Respondent Lawyers(s): Michael D. Kennedy
Arbitrator(s): Monica I. Salis
Hearing Site: Miami, FL
| | |
| 13-01285 | 10/18/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Joseph Krauszer
Respondent Lawyers(s): Michael D. Kennedy
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | |
