24-00309 | 08/26/2024 | Claimant(s): Jameson Van Houten Claimant Lawyers(s): Benjamin Biard Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Jonathan French Arbitrator(s): Monica I. Salis, Gregory D. Hoffmann, John R. Wylie Hearing Site: Phoenix, AZ
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23-03050 | 05/06/2024 | Claimant(s): Gary Glockzin Claimant Lawyers(s): Zachary S. Knoblock Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Jonathan L. French Arbitrator(s): Charles G. Michaels, Mary Margaret Bush, Howard N. Gorney Hearing Site: San Diego, CA
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23-02358 | 04/08/2024 | Claimant(s): Jonathan French Claimant Lawyers(s): Zack Knoblock Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Darol K. Paulsen Arbitrator(s): Constance Ellen Boukidis, Kirtley M. Thiesmeyer, Terry Lynn Chambless Hearing Site: Los Angeles, CA
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22-01882 | 02/27/2024 | Claimant(s): Esther Kim, Ambrosia Networks LLC Claimant Lawyers(s): Adam Gana Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Barbara M. Zak, Robert B. Hansohn, Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
| | Expungement |
21-00320 | 05/05/2023 | Claimant(s): Fred Shahan, Wendy Cordell, on behalf of his IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Darol Paulsen, John Nguyen, Jonathan French, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Barbara M. Zak, Herbert Liberman, Deanna J. Johnson Hearing Site: San Diego, CA
| | $780,220 |
20-02378 | 07/22/2021 | Claimant(s): Bret Laporte Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Jim Geiger Hearing Site: Hartford, CT
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18-04007 | 11/07/2019 | Claimant(s): Waltraud Greathouse Claimant Lawyers(s): Brett A. Alcala Respondent(s): Kenneth Barroga, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Peter H. Daly, Jonathan H. Krotinger, Gary S. DeWeese Hearing Site: San Francisco, CA
| | $160,097 |
16-02038 | 01/23/2018 | Claimant(s): David Harter Claimant Lawyers(s): David Neuman Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Kenneth E. Owen, Noel Harvey Applebaum, Joseph Francis Young Hearing Site: Los Angeles, CA
| | Expungement |
14-02612 | 09/15/2016 | Claimant(s): John Gabay III, Karen Gabay, Gabay Private Trust dated 11/28/06 Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Larry Michaels, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman, Kayla S.S. Betbout Arbitrator(s): Robert B. Hansohn, Richard Lee Fausett, John M Harvey Hearing Site: Los Angeles, CA
| | Expungement |
14-02916 | 06/08/2016 | Claimant(s): Clayton Strack Claimant Lawyers(s): Christopher J. Gray Respondent(s): William Tufts, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): James F. Zotter, William H. King, John A. Cook Hearing Site: Portland, OR
| | Expungement |