| 21-00004 | 06/02/2022 | Claimant(s): Paul R. Hutchinson SEP IRA, Paul Hutchinson Jr Living Tr DTD 6/26/91
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Michael John Florio, Joseph Francis Young, Julia Ulloa
Hearing Site: Los Angeles, CA
|  | Expungement |
| 16-02038 | 01/23/2018 | Claimant(s): David Harter
Claimant Lawyers(s): David Neuman
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Kenneth E. Owen, Noel Harvey Applebaum, Joseph Francis Young
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-02756 | 08/25/2017 | Claimant(s): Donald Adams, Eleanor Reed, Suvawinds.
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Christopher Goslin, David Bernstein, Domenic Morrone, Richard Nummi
Respondent Lawyers(s): David John Bernstein, Domenic James Morrone, Eric J. Dec, Richard Mark Nummi
Arbitrator(s): Robert E. Jenks, Lori A. Coleman, Joseph Francis Young
Hearing Site: Los Angeles, CA
| | $147,019 |
| 15-02476 | 09/23/2016 | Claimant(s): Patricia White, William White, The White Living Trust Dated 3/14/1989
Claimant Lawyers(s): David Harrison
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Kendra Canape
Arbitrator(s): Kenneth E. Owen, Joseph Francis Young, Loyd A Wright
Hearing Site: Los Angeles, CA
| | $0 |
