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FINRA Awards for David Harter

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0203801/23/2018Claimant(s): David Harter
Claimant Lawyers(s): David Neuman
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Kenneth E. Owen, Noel Harvey Applebaum, Joseph Francis Young
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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