Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02476 | 09/23/2016 | Claimant(s): Patricia White, William White, The White Living Trust Dated 3/14/1989 Claimant Lawyers(s): David Harrison Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Kendra Canape Arbitrator(s): Kenneth E. Owen, Joseph Francis Young, Loyd A Wright Hearing Site: Los Angeles, CA |  | $0 |
| 09-06722 | 08/02/2011 | Claimant(s): Lon Isaacson, Michael Trerotola, Stephen Trerotola, Lon B. Isaacson Associates Claimant Lawyers(s): Lon B. Isaacson Respondent(s): UBS Securities LLC, James Shelburne, Joseph Sulentor, UBS Financial Services Inc., Michael Ladge, Richard Frankel, Shawn Patt, UBS AG Respondent Lawyers(s): Jeffrey W. Kramer, Kendra Canape Arbitrator(s): Michael D. Harrison, Robert Elman, W. Alex King Hearing Site: Los Angeles, CA | | Expungement |