Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00152 | 07/05/2018 | Claimant(s): Shawn Patt Claimant Lawyers(s): Shawn Shyama Patt Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Hillary A. Darnell Arbitrator(s): Robert Rosen, David Maurer, Howard Clark Posner Hearing Site: Los Angeles, CA | ||
| 09-06722 | 08/02/2011 | Claimant(s): Lon Isaacson, Michael Trerotola, Stephen Trerotola, Lon B. Isaacson Associates Claimant Lawyers(s): Lon B. Isaacson Respondent(s): UBS Securities LLC, James Shelburne, Joseph Sulentor, UBS Financial Services Inc., Michael Ladge, Richard Frankel, Shawn Patt, UBS AG Respondent Lawyers(s): Jeffrey W. Kramer, Kendra Canape Arbitrator(s): Michael D. Harrison, Robert Elman, W. Alex King Hearing Site: Los Angeles, CA |  | Expungement |