FINRA Awards for Howard Clark Posner

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00411	08/23/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Steven Gourley, Andrea Luise Halperin, Howard Clark Posner Hearing Site: Los Angeles, CA
20-02243	07/21/2021	Claimant(s): Doris Chien, John Chien Claimant Lawyers(s): John Y. Chien Respondent(s): J.P. Morgan Securities, Jason Jensen, Tim Lippincott Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Joseph C. Watson, Daniel David Kopman, Howard Clark Posner Hearing Site: Los Angeles, CA		$0
18-00152	07/05/2018	Claimant(s): Shawn Patt Claimant Lawyers(s): Shawn Shyama Patt Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Hillary A. Darnell Arbitrator(s): Robert Rosen, David Maurer, Howard Clark Posner Hearing Site: Los Angeles, CA
16-00086	02/16/2018	Claimant(s): Rake Murray Claimant Lawyers(s): Eric Walraven Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Mitchell J. Albert Arbitrator(s): Joseph C. Watson, Jill Switzer, Howard Clark Posner Hearing Site: Los Angeles, CA