Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00411 | 08/23/2022 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Steven Gourley, Andrea Luise Halperin, Howard Clark Posner Hearing Site: Los Angeles, CA | ||
| 17-01210 | 11/06/2017 | Claimant(s): Ronald Daly Claimant Lawyers(s): Patrick Mahoney Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann C. McCague Arbitrator(s): Laurel Littman Gothelf Hearing Site: Boise, ID | ||
| 16-01367 | 01/17/2017 | Claimant(s): Richard Zinman Claimant Lawyers(s): Patrick Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 16-01625 | 12/12/2016 | Claimant(s): Scott Blair Claimant Lawyers(s): Patrick Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 16-00968 | 09/28/2016 | Claimant(s): Michael Moskowitz Claimant Lawyers(s): Patrick Mahoney Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 14-02976 | 04/02/2015 | Claimant(s): Lawrence Liebers Claimant Lawyers(s): Patrick Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | ||
| 14-02832 | 03/16/2015 | Claimant(s): Andrew Gall Claimant Lawyers(s): Patrick Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Linda M. McCoy Hearing Site: San Francisco, CA | ||
| 14-01731 | 10/01/2014 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA | ||
| 13-03339 | 05/02/2014 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 13-03081 | 04/01/2014 | Claimant(s): Amin Dabit Claimant Lawyers(s): Patrick Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan Rosenbaum Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO |