Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00089 | 09/12/2023 | Claimant(s): Jason Millner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Bridget Larsen Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 22-01816 | 03/17/2023 | Claimant(s): Robert Stanlick Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Piper Jaffray & Co., Geneos Wealth Management Respondent Lawyers(s): Bridget Larsen, Victoria H. Buter Arbitrator(s): Tina Alison Davis, Douglas Lou Dombey, Fernando Lugo Hearing Site: Denver, CO | ||
| 22-00155 | 12/14/2022 | Claimant(s): Michael Self Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Prudential Equity Group, Piper Jaffray & Co. Respondent Lawyers(s): Bridget Wherley, Jennifer E. Novoselsky Arbitrator(s): Deana S. Peck, Richard Kent Mahrle, Matthew G. McGinnis Hearing Site: Phoenix, AZ | ||
| 20-02277 | 01/18/2022 | Claimant(s): Christopher Scroggins Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann McCague Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-03053 | 05/18/2021 | Claimant(s): Mark Gaskill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann C. McCague Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 20-00939 | 02/18/2021 | Claimant(s): James Azeltine Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann McCague Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO | ||
| 18-01772 | 02/12/2019 | Claimant(s): James Phillips Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Denise Hammond Arbitrator(s): Paul H. Lamboley Hearing Site: Salt Lake City, UT | ||
| 17-03355 | 11/15/2018 | Claimant(s): Charles Duddingston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann McCague Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN | ||
| 18-00417 | 10/22/2018 | Claimant(s): Michael Butt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co., Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Denise M. Hammond Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 17-03506 | 09/19/2018 | Claimant(s): Michael Butt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann C. McCague Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ |