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FINRA Awards for Christopher Scroggins

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0227701/18/2022Claimant(s): Christopher Scroggins
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Ann McCague
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
20-0227810/19/2021Claimant(s): Christopher Scroggins
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA

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