18-01772 | 02/12/2019 | Claimant(s): James Phillips Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Denise Hammond Arbitrator(s): Paul H. Lamboley Hearing Site: Salt Lake City, UT
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18-02337 | 02/11/2019 | Claimant(s): James Phillips Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard D. Fincher Hearing Site: Salt Lake City, UT
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09-01221 | 03/17/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): James Phillips Respondent Lawyers(s): Richard Sacks Arbitrator(s): Donald S. Simons, W. Alex King, Anna Marie Turco Hearing Site: Los Angeles, CA
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06-05197 | 03/05/2008 | Claimant(s): Billy Willoughby, Carol Morford, Clay Faulconer, Edward Graham, Helen Phillips, James Hellard, James Phillips, Jimmie Embry, Luster Palmer, Marcia Hicks, Richard Shelton, Robert McDonnell Claimant Lawyers(s): Steven M. McCauley Respondent(s): Byron Holley, A.G. Edwards & Sons. Respondent Lawyers(s): Amy C. Johnson Arbitrator(s): Bill Swinford, John P. McShane, David T. Maddux Hearing Site: Louisville, KY
| | $497,071 |