22-00919 | 11/01/2023 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Roxanna V Gonzalez Respondent(s): Mark Joyner Respondent Lawyers(s): Amy C. Johnson Arbitrator(s): Irwin Venick, Michael Edward Collins, Douglas Charles Weinstein Hearing Site: Nashville, TN
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06-05197 | 03/05/2008 | Claimant(s): Billy Willoughby, Carol Morford, Clay Faulconer, Edward Graham, Helen Phillips, James Hellard, James Phillips, Jimmie Embry, Luster Palmer, Marcia Hicks, Richard Shelton, Robert McDonnell Claimant Lawyers(s): Steven M. McCauley Respondent(s): Byron Holley, A.G. Edwards & Sons. Respondent Lawyers(s): Amy C. Johnson Arbitrator(s): Bill Swinford, John P. McShane, David T. Maddux Hearing Site: Louisville, KY
| | $497,071 |
06-05020 | 11/21/2007 | Claimant(s): Jerry Pinion, Mitchell Borders, Nancy Mueller, Patricia Beall, Paul Ponder Claimant Lawyers(s): Steven M. McCauley Respondent(s): A.G. Edwards & Sons., Sherry Holley Respondent Lawyers(s): Amy C. Johnson Arbitrator(s): John R. Michael, Jan M. West, Enrico A. Mazzoli Hearing Site: Louisville, KY
| | $0 |