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FINRA Awards for Amy C. Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0091911/01/2023Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Roxanna V Gonzalez
Respondent(s): Mark Joyner
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): Irwin Venick, Michael Edward Collins, Douglas Charles Weinstein
Hearing Site: Nashville, TN
06-0519703/05/2008Claimant(s): Billy Willoughby, Carol Morford, Clay Faulconer, Edward Graham, Helen Phillips, James Hellard, James Phillips, Jimmie Embry, Luster Palmer, Marcia Hicks, Richard Shelton, Robert McDonnell
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Byron Holley, A.G. Edwards & Sons.
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): Bill Swinford, John P. McShane, David T. Maddux
Hearing Site: Louisville, KY
Checkmark Icon$497,071
06-0502011/21/2007Claimant(s): Jerry Pinion, Mitchell Borders, Nancy Mueller, Patricia Beall, Paul Ponder
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): A.G. Edwards & Sons., Sherry Holley
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): John R. Michael, Jan M. West, Enrico A. Mazzoli
Hearing Site: Louisville, KY
Checkmark Icon$0

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