| 22-01569 | 06/08/2023 | Claimant(s): Mamadi Kourouma
Claimant Lawyers(s): Mamadi Kourouma
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John R. Michael, Frederick Ramos, Robert S Hendricks
Hearing Site: Louisville, KY
| | $0 |
| 18-04310 | 04/21/2022 | Claimant(s): Judith Cambron
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): Christopher Hibbard, Raymond, James & Associates., Patrick Strehl
Respondent Lawyers(s): Christopher Lee Hibbard, Peter S. Fruin
Arbitrator(s): John R. Michael, Linda W. Hester, Robert David Epstein
Hearing Site: Louisville, KY
|  | Expungement |
| 19-03075 | 02/04/2022 | Claimant(s): Dustin Luckett
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): J.P. Morgan Securities, Todd Fannin
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester
Hearing Site: Louisville, KY
| | |
| 19-00418 | 04/30/2020 | Claimant(s): Barney Golden
Claimant Lawyers(s): J. Key Schoen
Respondent(s): UBS Financial Services Inc., Regina Onkst
Respondent Lawyers(s): Michael T. Leigh
Arbitrator(s): Robert J. Scafuri, Barry Goldman, John R. Michael
Hearing Site: Louisville, KY
| | Settlement |
| 10-02497 | 02/09/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Andrew Park
Respondent(s): James Onkst, Regina Onkst
Respondent Lawyers(s): Stuart D. Meissner
Arbitrator(s): Peter Ordower, John R. Michael, Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | |
| 09-00064 | 03/16/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Thomas Widener
Respondent Lawyers(s): Thomas S. Widener
Arbitrator(s): Bert S Cliff, Scott H Litwin, John R. Michael
Hearing Site: Cincinnati, OH
| | |
| 06-05020 | 11/21/2007 | Claimant(s): Jerry Pinion, Mitchell Borders, Nancy Mueller, Patricia Beall, Paul Ponder
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): A.G. Edwards & Sons., Sherry Holley
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): John R. Michael, Jan M. West, Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $0 |
