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FINRA Awards for Scott H Litwin

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0153608/28/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Wilson Rosebraugh
Respondent Lawyers(s): Deborah DeLong
Arbitrator(s): Scott H Litwin, Carol M. Stoner, Randall S. Strause
Hearing Site: Cincinnati, OH
11-0375609/10/2012Claimant(s): Forrest Sutherland
Claimant Lawyers(s): Cassaundra L. Edwards
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Scott H Litwin, Jeffrey M. Bain, Barbara Black
Hearing Site: Cincinnati, OH
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09-0006403/16/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Thomas Widener
Respondent Lawyers(s): Thomas S. Widener
Arbitrator(s): Bert S Cliff, Scott H Litwin, John R. Michael
Hearing Site: Cincinnati, OH

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