| 17-02972 | 04/24/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Andrew Park
Respondent(s): Heath Harris
Respondent Lawyers(s): Heath Justin Harris
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
| | |
| 11-01327 | 09/24/2012 | Claimant(s): Lisa Mazzone, Alexandra Mazzone UGMA, Nicholas A. Mazzone UGMA
Claimant Lawyers(s): Alan L Frank
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew Park
Arbitrator(s): Louis H. Miron, John R. Buehler, Felicia T. Farber
Hearing Site: Newark, NJ
|  | Expungement |
| 10-01399 | 07/12/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Andrew Park
Respondent(s): Gary Collins
Respondent Lawyers(s): Gary Collins
Arbitrator(s): Stephen P. Hoffman, Joe Carroll Thomas, Wesley M. Walker
Hearing Site: Charlotte, NC
| | |
| 10-01463 | 05/10/2012 | Claimant(s): Barbara Wren, Robert Wren, Wren and Wren Trust UAD 2/30/06
Claimant Lawyers(s): Andrew Park
Respondent(s): Community Bankers Securities
Respondent Lawyers(s): Steven S. Biss
Arbitrator(s): Donald B. Vaden, Beverly F. Druitt, John D. Robb
Hearing Site: Richmond, VA
| | $307,778 |
| 10-02497 | 02/09/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Andrew Park
Respondent(s): James Onkst, Regina Onkst
Respondent Lawyers(s): Stuart D. Meissner
Arbitrator(s): Peter Ordower, John R. Michael, Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | |
| 10-00571 | 03/24/2011 | Claimant(s): Timothy M. Moses
Claimant Lawyers(s): Robert L. Isaacs
Respondent(s): Wells Fargo Advisors, Virginia Bowie
Respondent Lawyers(s): Andrew Park
Arbitrator(s): Donita M. King
Hearing Site: Richmond, VA
| | Expungement |
| 09-06470 | 12/29/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew Park
Respondent(s): Henry Frenzel
Respondent Lawyers(s): Ronald Hollander
Arbitrator(s): David N. Brainin
Hearing Site: New York, NY
| | |
| 09-05666 | 09/14/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Andrew Park
Respondent(s): David Moody
Respondent Lawyers(s): David W. Moody
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
| | |
| 09-04116 | 07/09/2010 | Claimant(s): Michael Hannon, The Michael Hannon Rev. Trust dtd 5/5/93
Claimant Lawyers(s): Andrew Park
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Carol A. Schuyler, Carl F. Bowmer, Robert L. Hinson
Hearing Site: Richmond, VA
| | $2,032,470 |
| 09-05067 | 03/26/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew Park
Respondent(s): Joseph Tiriolo
Respondent Lawyers(s): Joseph Patrick Tiriolo
Arbitrator(s): Francis J. Pavetti
Hearing Site: Hartford, CT
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