| 10-01778 | 05/21/2013 | Claimant(s): Annette Bosco, Diane Rubel, Louis Bosco, Mary Borowiak, Michael Borowiak, Richard Rubel, The Bosco Family Trust Dtd 6/25/96, The Bosco Family Trust Dtd 7/31/96, The Mary Borowiak Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): George Gilbert, James Mitchell, AIC., Community Bankers Securities, Waterford Investor Services.
Respondent Lawyers(s): Benjamin Skjold, Company President, George J. Gilbert, James Marvin Mitchell, Steven S. Biss
Arbitrator(s): Steven P. Gomberg, James F. Carlson, Michael S. Jordan
Hearing Site: Chicago, IL
|  | $1,607,500 |
| 11-01874 | 07/16/2012 | Claimant(s): Frank Steinke, Frank C. Steinke Rev. Lvg TRT UAD 8/7/07
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Community Bankers Securities
Respondent Lawyers(s): Nicholas D. Skaltsounis, Custodian
Arbitrator(s): Marvin Elster, Jane A. Smith, Lisa Blunk Johnson
Hearing Site: Washington, DC
| | $6,375 |
| 10-01463 | 05/10/2012 | Claimant(s): Barbara Wren, Robert Wren, Wren and Wren Trust UAD 2/30/06
Claimant Lawyers(s): Andrew Park
Respondent(s): Community Bankers Securities
Respondent Lawyers(s): Steven S. Biss
Arbitrator(s): Donald B. Vaden, Beverly F. Druitt, John D. Robb
Hearing Site: Richmond, VA
| | $307,778 |
| 11-00722 | 04/20/2012 | Claimant(s): Ellen Martin, Janice Robinson, P. Martin, Paul D. Martin Trust, Robinson Trust UAD 5/15/07
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Community Bankers Securities
Respondent Lawyers(s): Steven S. Biss
Arbitrator(s): Janice L. Burnham, Arthur B. O'Connell, John W. Lewis
Hearing Site: Richmond, VA
| | $142,437 |
| 10-01497 | 02/15/2012 | Claimant(s): Paul Sacco
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): John Guyette, Allied Beacon Partners. f/k/a Water, Community Bankers Securities
Respondent Lawyers(s): John Brady Guyette, Steven S. Biss
Arbitrator(s): William F. Skewes, Bradford J. Lam, Edward Allan Hindman
Hearing Site: Denver, CO
| | $109,956 |
| 10-03937 | 11/18/2011 | Claimant(s): Annette M. Burton
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Richard Landi, Advent Securities., Community Bankers Securities, Waterford Investor Services.
Respondent Lawyers(s): Frank J. Wainscott, Richard Landi, Steven S. Biss
Arbitrator(s): Henry G. Plaster
Hearing Site: Richmond, VA
| | $35,000 |
| 10-03492 | 09/16/2011 | Claimant(s): Avis E. Wyland
Claimant Lawyers(s): Edward B. Lowry
Respondent(s): Community Bankers Securities
Respondent Lawyers(s): Steven S. Biss
Arbitrator(s): Stuart H. Dunn, Dawn H. DeHart, Pauline Elkins Rosenstein
Hearing Site: Richmond, VA
| | $116,750 |
| 09-06444 | 01/19/2011 | Claimant(s): Brian Casson, Patricia Casson
Claimant Lawyers(s): Miles M. Gersh
Respondent(s): James Mitchell, John Guyette, Thomas Miller, Community Bankers Securities
Respondent Lawyers(s): James M. Mitchell, Jeffrey J. Scott, John Brady Guyette, Steven S. Biss
Arbitrator(s): James J. Moylan, Marc H. Schtul, Bradford J. Lam
Hearing Site: Denver, CO
| | $762,000 |
