Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01787 | 09/12/2014 | Claimant(s): Annette Bosco, Diane Rubel, Mary Borowiak, Michael Borowiak, Richard Rubel, The Bosco Family Trust 6/25/96, The Bosco Family Trust 7/31/96, The Mary Borowiak Trust Claimant Lawyers(s): W. Scott Greco Respondent(s): Richard Landi, Robert Mather, Roger Leibowitz, RBC Capital Markets LLC, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks, Ronald Kane, Steven S. Biss Arbitrator(s): Theodore W. Wrobleski, Mary A. Duffy, Raymond P. Buschmann Hearing Site: Chicago, IL |  | Stipulated Award |
| 10-03937 | 11/18/2011 | Claimant(s): Annette M. Burton Claimant Lawyers(s): Andrew R. Park Respondent(s): Richard Landi, Advent Securities., Community Bankers Securities, Waterford Investor Services. Respondent Lawyers(s): Frank J. Wainscott, Richard Landi, Steven S. Biss Arbitrator(s): Henry G. Plaster Hearing Site: Richmond, VA | | $35,000 |