| 10-01778 | 05/21/2013 | Claimant(s): Annette Bosco, Diane Rubel, Louis Bosco, Mary Borowiak, Michael Borowiak, Richard Rubel, The Bosco Family Trust Dtd 6/25/96, The Bosco Family Trust Dtd 7/31/96, The Mary Borowiak Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): George Gilbert, James Mitchell, AIC., Community Bankers Securities, Waterford Investor Services.
Respondent Lawyers(s): Benjamin Skjold, Company President, George J. Gilbert, James Marvin Mitchell, Steven S. Biss
Arbitrator(s): Steven P. Gomberg, James F. Carlson, Michael S. Jordan
Hearing Site: Chicago, IL
|  | $1,607,500 |
| 10-02128 | 07/17/2012 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Ben Gecaj, Timothy Bradley, Timothy Murphy, Waterford Investor Services.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Roger J. Hawke, Jack Friedman, Stevan J. Bosses
Hearing Site: New York, NY
| | |
| 10-03937 | 11/18/2011 | Claimant(s): Annette M. Burton
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Richard Landi, Advent Securities., Community Bankers Securities, Waterford Investor Services.
Respondent Lawyers(s): Frank J. Wainscott, Richard Landi, Steven S. Biss
Arbitrator(s): Henry G. Plaster
Hearing Site: Richmond, VA
| | $35,000 |
