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FINRA Awards for Stevan J. Bosses

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0212807/17/2012Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Ben Gecaj, Timothy Bradley, Timothy Murphy, Waterford Investor Services.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Roger J. Hawke, Jack Friedman, Stevan J. Bosses
Hearing Site: New York, NY
09-0602812/29/2011Claimant(s): Andrew Pritchard
Claimant Lawyers(s): Brendan J. O'Rourke
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Richard J. Rabin
Arbitrator(s): Ted M. Rosen, Stevan J. Bosses, James D. Siegel
Hearing Site: New York, NY
09-0176008/27/2010Claimant(s): Alvin Trenk
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Joseph B. Russell, Brian F Loveman, Stevan J. Bosses
Hearing Site: New York, NY
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