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FINRA Awards for James D. Siegel

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0602812/29/2011Claimant(s): Andrew Pritchard
Claimant Lawyers(s): Brendan J. O'Rourke
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Richard J. Rabin
Arbitrator(s): Ted M. Rosen, Stevan J. Bosses, James D. Siegel
Hearing Site: New York, NY
07-0334602/19/2009Claimant(s): Avi Warga
Claimant Lawyers(s): Alan S. Fellheimer
Respondent(s): Isaac Schlesinger, Robert Rosen, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Fred S. Pieroni, Arthur S. Joseph, James D. Siegel
Hearing Site: New York, NY

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