| 19-02782 | 04/07/2022 | Claimant(s): Dong Fang, Jingxue Zhang, Qixu Wang, Xingxian Li
Claimant Lawyers(s): Robert Rosen
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Helen Marinak Blohm, Katherine Hendricks, Jonathan H. Krotinger
Hearing Site: Seattle, WA
|  | $0 |
| 14-01404 | 06/19/2015 | Claimant(s): Robert Rosen
Claimant Lawyers(s): Casey Green
Respondent(s): Wells Fargo Advisors, Efstathios Kanteliotis, Stephen Gitter
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliot B. Platt, Diane Ciccone, Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $50,300 |
| 13-03331 | 07/25/2014 | Claimant(s): Ronn Lucas
Claimant Lawyers(s): Robert Rosen
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony Valenzuela
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
| | $0 |
| 09-04362 | 07/25/2011 | Claimant(s): Barbara Agranoff, Joseph Agranoff, Barbara Agranoff IRA, Joseph H. Agranoff IRA
Claimant Lawyers(s): Timothy L. Van Eman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Rosen
Respondent Lawyers(s): Russell S. Sayre
Arbitrator(s): Carol M. Stoner, Robert L. Washburn, Daniel R. LaMacchia
Hearing Site: Columbus, OH
| | $291,620 |
| 07-03346 | 02/19/2009 | Claimant(s): Avi Warga
Claimant Lawyers(s): Alan S. Fellheimer
Respondent(s): Isaac Schlesinger, Robert Rosen, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Fred S. Pieroni, Arthur S. Joseph, James D. Siegel
Hearing Site: New York, NY
| | |
| 06-04308 | 11/07/2008 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Alan Underberg, Ernest Silano, Robert Rosen, Vincent Ficci, Bishop, Rosen & Co..
Respondent Lawyers(s): David A. Schrader, Eugene M. Underberg, Martin S. Siegel, Vincent C. Ficci
Arbitrator(s): Donald Ferguson, Randolph Guggenheimer, Roy L. Weiss
Hearing Site: New York, NY
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